The regulatory body of a fund management company is the China Securities Regulatory Commission.
In addition to fund management companies, the CSRC is also responsible for supervising securities and futures operating institutions, securities registration and settlement companies, futures settlement institutions, securities and futures investment consulting institutions and securities credit rating agencies.
The self-regulatory organization of the securities industry is the Securities Industry Association, and fund companies are members of the Securities Industry Association.
In addition, fund companies generally set up supervision and auditing departments, and fund companies implement the inspector general system.