1, related party transactions
The listed company shall explain whether there is any relationship or other interest relationship. Including whether the professional investment institution has a relationship or interest arrangement with the listed company and its controlling shareholder, actual controller and director, whether it has a concerted action relationship with other investors involved in the establishment of investment funds, and whether it directly or indirectly holds shares of the listed company.
2. Horizontal competition
The listed company shall explain whether cooperative investment matters may lead to horizontal competition or related transactions. If yes, it should be stated whether corresponding arrangements have been made.
3. Shareholders and others
A listed company should pay close attention to whether the controlling shareholder, actual controller, shareholders holding more than 5% shares and Dong participate in the subscription of investment fund shares and whether they hold investment fund positions. If yes, it shall explain the subscription share, subscription ratio, employment situation, main rights and obligations arrangement, etc.
4. Professional investment institutions
Listed companies should pay attention to the basic situation of professional investment institutions. If the partner is a partnership, it shall disclose GP and LP information; If the partners are private equity funds and other institutions that need to perform registration and filing procedures, they shall disclose whether they are registered and filed according to law.
5.M&A Fund
Listed companies should pay attention to the relevant information of M&A fund, including the specific situation of the fund, such as fund name, fund scale, organization form, investment mode, investment progress, term and withdrawal mechanism. Fund management mode, such as management decision-making mechanism, cooperation status, investors' rights and obligations, income distribution mechanism, whether listed companies have one-vote veto power over fund investment targets, etc.
6. Impact on the company's operation
Listed companies should pay attention to the impact and risks on listed companies, including whether there is a coordinated relationship between the investment field and the main business of listed companies, the risk of investment failure or loss, and internal management risks.
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