Those who have not applied for the qualification of registered funds through institutions for more than four years need to re-take the qualification examination or make up the follow-up training hours specified in the last two years before registration. Personnel who have obtained the qualification for fund practice shall complete the follow-up training of 15 class hours every year in accordance with relevant regulations, and participate in the annual qualification inspection organized by the association through their institutions as required.
Fund qualification certificate applicant
Institutions that can apply for fund qualification include fund managers, commercial banks (including foreign-funded corporate banks in China), securities companies, futures companies, insurance institutions, securities investment consulting institutions, independent fund sales institutions and other institutions recognized by China Securities Regulatory Commission.
Organize the registration application process
(1) First, the institution applies to the fund industry association for the account of the employee management system, and then the institution qualification manager applies for the qualification of registered funds for the employees through the management platform;
(2) Does an individual submit an application for registration? Institutional audit? Internal publicity? Institutional submission? Association acceptance? Publicity? Obtain a certificate;
(3) In view of the large number of employees in banking institutions, according to the personnel management structure of the bank, a four-level system administrator is temporarily set up. The head office applies for membership accounts and distributes them to relevant business departments or subordinate branches, and the branches distribute the accounts to sub-branches, and the relevant business departments or sub-branches distribute the accounts to individuals and individuals submit applications.
Fund performance certificate and qualification certificate
The Fund Qualification Certificate is not a fund qualification certificate, but a single or two-subject qualification certificate. The fund qualification certificate is a qualification certificate for engaging in the fund industry. That is to say, if you successfully pass the fund qualification examination, your primary goal is to log on to the website of the fund industry association and print the results of the fund qualification examination.
If you want to apply for the qualification certificate of fund practitioners, you need to print the qualification certificate uniformly by the institution where the fund practitioners work, and get the official seal of the institution.
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