Since 2003, the qualification examination for fund practitioners, as a part of the qualification examination system for securities practitioners, has been organized and implemented by China Securities Association. In order to implement the new Fund Law, the Ministry of Finance and the National Development and Reform Commission issued the Notice on Re-issuing the Administrative Fees of the China Securities Regulatory Commission (Caishui [2065438+05] No.20) at the end of June, 2065, which clarified the fee standards for fund industry associations to organize qualification examinations for fund practitioners. Since then, the qualification examination for fund practitioners has been officially handed over from the securities industry association to the fund industry association.
Extended data:
Registration conditions for the national unified examination:
The personnel of the qualification examination for fund practice are mainly those who are engaged in fund sales within the fund management company or who want to engage in this profession. The registration conditions are:
(1) Deadline for registration 18 years old;
(2) Having a high school education or above;
(3) Having full capacity for civil conduct;
(4) Other conditions stipulated by the China Securities Regulatory Commission.
Examination subjects:
The fund qualification examination includes three subjects:
Subject 1: fund laws and regulations, professional ethics and business norms;
Subject 2: Basic knowledge of securities investment funds;
Subject 3: Basic knowledge of private equity investment funds.
Candidates are eligible to be registered as fund practitioners if they pass the examination of subject 1 and subject 2, or pass the examination of subject 1 and subject 3. The association will increase or adjust relevant examination subjects as appropriate according to the needs of industry and market development.
References:
Baidu encyclopedia-fund qualification examination