The Fund Practitioner Qualification Examination is of medium difficulty.
This is an examination held to further standardize fund sales behavior and improve the professional level and professional quality of fund sales personnel. According to the "Securities Investment Fund Law of the People's Republic of China" and "Securities Investment Fund Sales Management According to the provisions of laws and regulations such as the Measures, qualification examinations are provided for personnel engaged in fund publicity, sales, consulting and other businesses.
The Fund Practitioner Qualification Examination includes the following three subjects:
"Fund Laws and Regulations, Professional Ethics and Business Standards"; "Basic Knowledge of Securities Investment Funds"; "Basics of Private Equity Investment Funds" Knowledge". Candidates who pass the subject one and subject two examinations, or pass the subject one and subject three examinations with satisfactory results, are eligible for registration as fund practitioners.
As a threshold exam for entering the fund industry, the overall difficulty of the Fund Practitioner Qualification Examination is not particularly difficult and it is relatively easy to pass. However, the annual pass rate is not particularly high. There are three examination subjects for Fund Practitioner 1***, the simpler ones are Subject 1 and Subject 3.
What contents are tested in the fund industry:
1. Fund industry subject 1 "Fund Laws, Regulations, Professional Ethics and Business Standards", the main test content is the basic laws and regulations of the fund industry and professional ethics, which are the basic knowledge part of the Fund Practitioner Qualification Examination and mainly focus on understanding and memory.
2. Fund career subject two "Basic knowledge of securities investment funds", the content of the test is practical operation theory, most of them are calculation questions, and the candidates' comprehensive application ability such as calculation and analysis is tested. The test content is related to public offering. The industry-related exams are similar. /3. Fund Practicing Subject Three "Basic Knowledge of Private Equity Investment Funds", the test content is mainly based on laws and regulations, and it is also a basic theoretical content. There are not many professional terms and concepts, and it is very easy to understand.
How to prepare for the Fund Practitioner Examination:
1. Textbooks and examination syllabus are the main basis for preparation for the Fund Practitioner Examination. On the basis of a thorough reading of the examination textbook, it is best to make an outline that is convenient for sorting out the test points in each chapter and connecting the chapters; at the same time, memorize the key points of knowledge in the fund industry and strive to be good at single-choice and multiple-choice questions. Lose base points.
2. On the basis of reading the foundation textbooks, analyze the examination questions in recent years according to chapters and question types. Through analysis, we can figure out the intention of the question maker, sort out the key test points for fund practitioners, and at the same time find out the blind spots and weaknesses of our own understanding and strengthen the practice.
3. Commonly used review methods include: reading method, comparison method, analysis method, induction method, comprehensive method, guidance method, practice method, memory method, etc. Candidates can find a method that suits them to review for the Fund Practitioner Examination.