Subject 1, Fund Laws and Regulations, Professional Ethics and Business Norms, covers the overview, types and supervision of finance, asset management and investment funds and securities investment funds, fund professional ethics, fund raising, trading and registration, fund information disclosure, fund customers and sales organizations, fund sales behavior norms and information management, fund customer service, internal control and compliance management of fund managers, etc.
Subject 2 Basic knowledge of securities investment funds includes investment management foundation, equity investment, fixed income investment, derivatives, alternative investment, investor demand and investment management process, portfolio management, investment transaction management, investment risk control, fund performance evaluation, fund investment transaction and settlement, fund valuation, expenses and accounting, fund profit distribution and taxation, and fund international development.
Subject 3 "Basic Knowledge of Private Equity Investment Fund" covers the overview, participants, classification, offering and establishment, investment, post-investment management, project withdrawal, internal management, government management and industry self-discipline management of equity investment funds.