1, registration conditions for fund qualification examination
(1) has full capacity for civil conduct;
(2) The deadline for registration is 18 years old;
(3) Have a high school education or above;
(4) Other conditions stipulated by the China Securities Regulatory Commission.
2. Examination subjects
Subject 1: fund laws and regulations, professional ethics and business norms;
(1) Fund laws and regulations: Fund Law issued by the State Council, Measures for the Management of Fund Operation, Guiding Opinions and Principles issued by Securities Industry Association, and relevant rules on fund trading issued by Shanghai and Shenzhen Stock Exchanges;
(2) Professional ethics: the professional ethics that fund employees should have;
(3) Business norms: offering, trading, operation, dividend distribution and risk control of funds.
Subject 2: Basic knowledge of securities investment funds (more emphasis on understanding);
Subject 3: Basic knowledge of private equity investment funds.