The Interim Measures for the Supervision and Administration of Private Equity Funds puts forward corresponding normative requirements for private equity service institutions such as private equity fund managers, custodians and sales organizations and their employees to engage in private equity fund business, and lists the prohibited behaviors:
First, engage in fund property investment activities with its inherent property or other people's property;
Second, it unfairly treats the different fund properties it manages;
The third is to use the property or position of the fund to seek benefits for themselves or others other than investors, and to transfer benefits;
Fourth, it is infringement and misappropriation of fund property;
The fifth is to disclose undisclosed information obtained by taking advantage of his position, and use this information to engage in or express or imply others to engage in related trading activities;
Sixth, engage in investment activities that damage the fund property and the interests of investors;
Seventh, dereliction of duty and failure to perform duties according to regulations;
Eighth, engaging in insider trading, manipulating transaction prices and other abnormal trading activities;
Ninth, other acts prohibited by laws, administrative regulations and regulations of China Securities Regulatory Commission.
Therefore, private fund managers only need to report in advance if they want to buy stocks.
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