The securities qualification examination is an entrance examination for securities workers. There is a fund qualification examination, and funds and securities are separated. Although they are all financial qualification examinations, they are all introductory examinations for different industries.

There are two courses in the qualification examination for securities examination subjects, which are named "Basic Laws and Regulations of Securities Market" and "Basic Knowledge of Financial Market" respectively.

Each vocational qualification examination has 1 corresponding examination subjects. The examination subjects of the competency examination for sponsor representatives, securities analysts and securities investment consultants are investment banking, publishing securities research reports and securities investment consulting respectively.

There are 1 examination subjects in each management qualification examination, namely, the qualification examination for senior managers of securities companies, the qualification examination for senior managers of securities rating business and the competency examination for compliance managers of securities companies.

The fund qualification examination includes two subjects:

Subject 1: fund laws and regulations, professional ethics and business norms (required)

Subject 2: Basic knowledge of securities investment funds (optional)

Subject 3: Basic knowledge of private equity investment funds (optional)

Among them, subject 1 is a compulsory subject, and subject 2 and subject 3 are optional subjects, that is, you can choose one of them.

Candidates who pass one of the exams in Subject 1, Subject 2 or Subject 3 are qualified to engage in fund business and fund sales.

To take the Fund Qualification Examination, you can go to the mobile phone application market to download the "Fund Qualification Examination" app.

fund qualification exam