2. The process of transferring funds into custody:
1) If an investor applies to transfer the fund share into the on-site system, he/she shall go to the business department of the eligible member to be transferred to the SSE with valid identity documents, except for those who have already handled the designated transaction.
2) On the T day, the investor applies to the fund manager of the OTC transferor or its consignment agency for transferring the fund share to custody. Over-the-counter transferor's fund manager or its consignment agency shall declare the transfer custody in accordance with the relevant data interface specifications of China Clearing Company, and must indicate the transferee (SSE) code, open-end fund account number, fund code and the number of transfer custody, in which the number of transfer custody shall be an integer.
3) At the end of T-day, the TA system of China Clearing Company handles the declaration of re-custody. The application data of qualified re-custody will offset the fund share of the investor's Shanghai open-end fund account and correspondingly offset the fund share of the Shanghai securities account; For unqualified application data for re-custody, the reasons for failure shall be indicated and fed back to the transferor fund manager or its consignment agency.
4) On T+1day, China Clearing Company will give feedback to the fund manager of the OTC transferor or its consignment agency on the success and failure of the transfer.
On the same day, China Clearing Company will send the result of successful custody transfer to the Shanghai Stock Exchange, and the Shanghai Stock Exchange will send the result of successful custody transfer to the member seats of the qualified transferee Shanghai Stock Exchange.
5) From the day of T+2, investors can inquire about the transferred-out fund shares of the re-custody at the qualified SSE members designated for trading on the floor.