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What certificate do I need to take to enter the securities industry? Be specific. thank you
There are many certificates that can be tested in the securities industry, from the most basic qualification certificate to the advanced CFA. Some certificates have high gold content, while others are entry thresholds. The focus of each exam is different, and so is the financial major. These certificates mainly include: Certified Financial Analyst: a professional qualification title in the field of securities investment and management, initiated by the American Institute of Certified Financial Analysts (ICFA). However, it is not easy to become a CFA, and you must pass the rigorous examination organized by the college. Candidates must have at least a college degree, but have no practical experience in securities investment, which is very similar to the system of "lawyer qualification examination" and "accounting qualification examination" in China. The exam is divided into three levels, each level is divided into three hours in the morning and three hours in the afternoon. Candidates can only choose one grade examination at a time. It takes at least three years for candidates to pass the qualification examination, and the examination content is relatively difficult. Although it is a non-academic examination, candidates are eager for it because of the authority and influence of CFA initiator "Association of Financial Analysts" and the generous treatment after obtaining the qualification. CFA qualification examination is conducted in English. In addition to financial knowledge, candidates must also have good reading ability for English majors, including: ① moral and professional standards; ② Financial accounting; ③ Quantitative techniques; 4 economics; ⑤ Analysis of fixed income securities; ⑥ Analysis of equity securities; ⑦ Organization and management. The registration fee is 400 dollars. ICFA has test sites in dozens of countries around the world, including Hongkong, Peking and Shanghai in China. ACCA- Association of Chartered Certified Accountants (ACCA), founded in 1904, is the leading professional accountant group in the world at present, and it is also the professional accountant organization with the largest number of overseas students and the fastest growth in student scale. Since 1930s, ACCA has pushed the vocational qualification examination overseas. At present, there are more than 296,000 students and more than 1 15000 members in more than 70 countries and regions. The purpose of ACCA is to provide high-quality career opportunities for those who are willing to make great achievements in accounting, finance and management, promote the highest ethical and management standards, and serve the public interest. Examination of Sponsor Representative: First, he has more than 3 years experience in investment banking, and has been the project leader of at least 1 day of June 2002, and only 1 project leader should be determined for a project; Two, with more than 5 years of investment banking experience, participated in at least two domestic and foreign IPO projects, listed companies to issue new shares or convertible bonds. Only two participants have been identified for a project, including a project leader; Third, he has more than 3 years experience in investment banking, and is currently a company executive, head of investment banking department, core head or other relevant investment banking heads. The number of such personnel recommended by each comprehensive securities company shall not exceed twice the number of recommended channels. Registration conditions: Any securities company that engages in investment banking business such as securities issuance, underwriting, acquisition and merger, and has obtained securities qualification (that is, passed the basic subject and at least one professional subject of the securities practitioner qualification examination) can register for this examination. In addition, according to the spirit of China Securities Regulatory Commission's "Pilot Measures for Corporate Bond Issuance", people of various securities companies who are engaged in fixed-income business and have obtained securities qualification can also register. Individuals are not allowed to register, and they need to register in the name of the unit. Financial Advisor Sponsor Examination: Financial Advisor refers to a financial intermediary institution that provides consulting, analysis, scheme design and other services for clients' investment and financing, capital operation, asset-liability restructuring, financial management, development strategy and other activities according to their needs. The main consulting projects provided are: investment consultant, financing consultant, capital operation consultant, asset management and debt management consultant, enterprise diagnosis and development strategy consultant, enterprise perennial financial consultant, government financial consultant, etc. CIIA (Certified International Investment Analyst): The Association of Certified International Investment Analysts was established in June 2000. Its main purpose is to establish an international professional title evaluation plan, carry out the international level examination for investment analysts, and issue the qualification of CIIA. ACIIA was originally registered in Britain and moved to Switzerland in 2003. Its secretariat is located in Zurich, Switzerland. Carry out international standards in the field of investment analysis, and combine the experience of various countries with the standards of the International Association of Certified Investment Analysts according to different legal systems and cultures. Popularize CIIA examination and develop it into an industry-level certification examination with international authority and status. The written resolution of the board of directors of ACIIA recognizes that those who have passed all five exams of the qualification examination of China Securities Association can directly sign up for the international final exam. On March 14, 2005, the President's Office of China Securities Association decided to hold the first CIIA examination nationwide in March, 2006. FRM- Financial Risk Manager: The financial risk manager certificate (FRM certificate for short) qualification examination is an internationally recognized standard examination organized by the Global Association of Risk Professionals (GARP for short). The FRM certificate examination is held in more than 65,438+00 cities in more than 65,438+000 countries around the world every year. Since 2002, Chinese mainland has set up an examination center in Beijing. The passing rate of global examinations is about 50%. FRM certificate is internationally recognized, which proves that the holder has the necessary and complete knowledge structure and the ability to make objective risk analysis and corresponding decisions. Internationally, FRM certificate is the benchmark used by many employers to measure their risk management ability and professional level when hiring, promoting and delegating additional responsibilities. The FRM certificate examination requires extremely high personal qualities. Cultivating a group of talents with FRM certificates is the most popular and effective way for banks, asset management companies, insurance companies, securities companies, fund companies, large industrial companies and multinational companies to effectively prevent and control risks and improve their core competitiveness. To obtain the FRM certificate issued by GARP, you must pass the FRM exam and have at least 2 years working experience in the field of financial risk management or related fields. Related fields include (not limited to): risk management, trading, portfolio management, academic or enterprise research departments, economics, auditing, risk consulting, risk technology, etc. Candidates without 2 years of relevant work experience will not get the certificate. Once the applicant has suitable work experience, he can inform GARP in writing, and GARP will issue FRM certificate to the applicant after obtaining written proof of work experience. If the candidate provides false proof of work experience, he will be permanently deprived of the right to obtain FRM certificate. Punas Institute of Economics and Management: The purpose of FRM certificate advanced financial risk management training program is not only to help candidates who are interested in obtaining FRM certificate to strengthen their knowledge, improve the qualified rate and shorten the preparation time. More importantly, it is necessary to popularize systematic and comprehensive financial risk management knowledge and modern international related systems to the management of large enterprises and financial institutions in China and a large number of risk analysis researchers, abide by moral norms and concepts, broaden their horizons and pay attention to global risks. Responsible for all kinds of domestic institutions to meet the risk prevention and control challenges brought by increasingly complex world financial markets and products! Securities Qualification Examination: This article, CQF Quantitative Financial Engineer: CQF (Certificate in Quantitative Finance) certificate, was designed and launched by an internationally renowned team of experts in quantitative financial engineering led by Dr. Paul Wilmott. It aims to provide advanced training for those who are interested in working in banking, fund management, investment banking, derivatives, risk management and other fields, and to create a weapon for elites who are determined to develop in the world's top financial institutions. CQF course covers practical methods of quantitative financial engineering, which is of great significance in today's international financial market. It is the fastest-growing high-end project of applying quantitative financial engineering in the world, which has been unanimously recognized and highly praised internationally. CQF's lecturer team includes scholars from Oxford University and experienced bankers and hedge funds. Among them, Dr. Paul wilmot is one of the most prestigious experts in the field of global quantitative financial engineering and an Oxford scholar. He is nicknamed "the wizard of mathematics" by students, that is, "the wizard of mathematics", and enjoys a high reputation in academic and practical circles. At present, the enrollment scope of CQF has expanded to the whole world, with students from North America, South America, Europe and Asia. In order to adapt to the global expansion of CQF project, CQF has set up its headquarters in London and training centers in Wall Street and China. Most CQF students work in top international financial institutions, such as Goldman Sachs, Merrill Lynch, Morgan, HSBC, Citigroup, Barclays, ABN America, Bank of America, Bank for International Settlements, BNP Paribas, BP International Limited, Commerzbank, Credit Suisse First Boston Bank, Deloitte, Deutsche Bank, Fitch Ratings, ING, KPMG, Moody's Ratings, Royal Bank of Scotland and UBS. References:

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