1. Business scope: Shenwan Hongyuan Western Securities Co., Ltd.' s main business includes: securities brokerage, securities investment consulting, margin trading, consignment of financial products, consignment of securities investment funds, provision of intermediary services for futures companies, and securities self-operation. The main business of Shenwan Hongyuan Securities Co., Ltd. includes: securities brokerage, securities investment consulting, margin trading, financial product consignment, securities asset management business, securities underwriting and sponsorship business, and securities self-operated business.

2. Place of registration: Shenwan Hongyuan Western Securities Co., Ltd. is registered in Urumqi, Xinjiang, and Shenwan Hongyuan Securities Co., Ltd. is registered in Shanghai.

3. Registered capital: The registered capital of Shenwan Hongyuan Western Securities Co., Ltd. is 23.6 billion yuan, and the registered capital of Shenwan Hongyuan Securities Co., Ltd. is 9.2 billion yuan.

4. Total assets: By the end of 20 18, the total assets of Shenwan Hongyuan Western Securities Co., Ltd. were 10955 million yuan, while the total assets of Shenwan Hongyuan Securities Co., Ltd. were 42.906 billion yuan.