After passing the subject one and subject two exams, you can apply to the Fund Industry Association for registered fund practitioner qualifications through your institution within four years. If you have not applied for a registered fund practitioner qualification through an institution for more than four years, you need to retake the practitioner qualification examination or make up for the required follow-up training hours in the last two years before registration. Personnel who have obtained fund practitioner qualifications must complete 15 hours of follow-up training every year in accordance with relevant regulations, and pass the annual professional qualification review organized by the association through their institution as required. Institutions that can apply for fund business qualifications include fund managers, commercial banks (including foreign corporate banks in China), securities companies, futures companies, insurance institutions, securities investment consulting agencies, independent fund sales agencies and other institutions recognized by the China Securities Regulatory Commission.
1. Those who have passed the "Securities Investment Fund" subject examination organized by the Securities Industry Association and passed subject one of the Asset Management Association within four years can apply to the "Securities Investment Fund" examination through their institution. The Fund Industry Association applies for registration of fund practitioner qualifications. If you have failed to pass subject one of the Fund Industry Association for more than four years, you need to retake subject one and two of the Fund Industry Association. After passing the exam, you can apply to the Fund Industry Association for registered fund practitioner qualifications through your institution.
2. Recognition of "Securities Investment Funds" and "Securities Market Fundamentals" examination results: Those who have passed the Securities Industry Association's "Securities Investment Funds" and "Securities Market Fundamentals" exams should pass within four years The institution where you work applies to the Asset Management Association for registration of fund business qualifications. If you have not applied to the Fund Industry Association for registered fund practitioner qualifications through your institution for more than four years, you need to pass the Fund Industry Association's Fund Practitioner Qualification Examination, or after completing the prescribed follow-up training hours in the last two years, apply to the Fund Industry Association through your institution Registered fund practitioner qualification.
3. Recognition of "Basic Knowledge of Fund Sales" exam results: Those who have passed the Fund Sales Qualification Examination subject "Basic Knowledge of Fund Sales" and have worked in relevant institutions will have their fund sales qualifications recognized.
Those who have passed the "Basic Knowledge of Fund Sales" exam but have not worked in relevant institutions for more than four years must pass the Fund Industry Association's Fund Practitioner Qualification Examination, or complete the prescribed follow-up training hours in the last two years. , apply to the Fund Industry Association for registered fund sales qualifications through your institution. The fund practitioner qualification certificate is not a fund practitioner qualification certificate. The certificate is proof of passing grades in a single subject or in two subjects. Website for printing the score certificate:
The Fund Practitioner Qualification Certificate is a qualification certificate for engaging in the fund industry. The Fund Practitioner Qualification Examination Score Certificate is not equivalent to the Practitioner Qualification Certificate. This means that if you successfully pass the Fund Practitioner Qualification Examination, your first goal is to log on to the Fund Industry Association website and print the Fund Practitioner Qualification Examination score certificate yourself.
If you want to apply for a fund practitioner qualification certificate, you also need to have the qualification certificate printed by the institution where the fund practitioner works, and obtain the official seal of the institution.