What are the legal responsibilities of risk control of private equity funds?
1. Be responsible for establishing the payment transaction risk management control system and related processes, and establishing risk assessment, monitoring, early warning and prevention mechanisms; Two, responsible for the establishment of risk monitoring indicators, and daily monitoring, timely warning of major risks, put forward prevention and resolution measures; 3. Be responsible for the qualitative and quantitative assessment of business risks by using risk model and risk management technology on a regular basis, and issue assessment reports. Four, responsible for the construction, maintenance, management and continuous improvement of the payment business transaction and fraud risk management system; Wait a minute. Article 39 of the Interim Measures for the Supervision and Administration of Private Equity Investment Funds states that if private equity fund managers, private equity fund custodians, private equity fund sales organizations and their employees violate laws, regulations and the provisions of these Measures, if the circumstances are serious, the China Securities Regulatory Commission may take measures to prohibit the relevant responsible persons from entering the market according to law.