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On the Ownership of Fund Qualification
Legal basis: 20 17 Annex to Notice of Annual Inspection of Fund Employees; Annual inspection operation flow of employee management platform; Answers to questions related to the registration and filing of private equity funds.

A: Participating in the distance training of the Securities Industry Association is not included in the follow-up training hours of fund employees. For those who have passed the exam but have not worked in the fund industry, there is no need to find an institution to "link". Individuals can directly apply to the association for the registration of fund qualification, and after taking office in relevant institutions, their institutions can apply to the association for change. The staff management system of the Association is improving related functions. It is expected that the system upgrade will be completed in the first quarter of 20 17, when the qualification registration of private fund management institutions will be fully started.