I. Passing the Examination According to the relevant announcement of China Fund Committee, if you want to engage in fund business, you must pass the legal examination, and those who take the examination must take fund laws and regulations, professional ethics and business practice as the examination subjects. Candidates are required to have basic knowledge of securities investment funds or relevant knowledge of fund laws and regulations. Candidates who pass the examination can apply for the qualification related to registered capital.
Second, pass the main test of the securities industry association. Of course, there is a second way to determine the qualification of the fund, which is recognized by the examination results of the securities investment fund. In other words, candidates must pass the securities investment fund subject test of the securities industry association, and pass the industry association within four years, and then apply to the industry association for fund registration qualification. Those who have not passed the subjects of the fund industry association for more than four years shall re-take the examination. The previous test scores should all be zero, and then re-test. After the examiner has passed the examination, he can apply to the China Fund Industry Association for a registered fund through this institution.
3. Personnel who have passed the corresponding qualification examination If the parties concerned have passed the basic knowledge examination of fund sales and the relevant institutions have recognized their organic sales qualifications, they should also complete the follow-up training through the fund sales qualification examination after working in the relevant institutions for four years, and then apply to the China Fund Industry Association for registered fund sales through their institutions. Take this exam, as long as you make a reasonable plan, you don't need to be nervous.