The June 2021 Fund Practitioner Examination has ended. Many people believe that the Fund Practitioner Achievement Certificate and the Qualification Certificate are the same and can be obtained as long as you pass the exam. In fact, this statement is wrong. Regarding the application process for the fund practitioner qualification certificate, Shenzhen Sky Network will explain it to you below.

Are the fund practitioner performance certificate and qualification certificate the same?

According to the regulations of the Fund Industry Association, candidates only need to pass fund practitioner subjects one and two, or subject one and three. Obtain a fund practitioner qualification certificate. Fund Practitioner Qualification Score Certificate ≠ Fund Practitioner Qualification Certificate. The certificate is proof of passing scores in a single subject or in two subjects. The Fund Practitioner Qualification Certificate is a qualification certificate for engaging in the fund industry. This means that if you successfully pass the Fund Practitioner Qualification Examination, your first goal is to log in to the Fund Industry Association website and print out the Fund Practitioner Qualification Examination Score Certificate.

If you want to apply for a fund practitioner qualification certificate, you need to have your institution print out the qualification certificate and obtain the official seal of your institution.

Application agencies for fund business qualification certificates

Application agencies for fund business qualifications include fund managers, commercial banks (including foreign corporate banks in China), securities companies, futures companies, and insurance institutions , securities investment consulting institutions, independent fund sales institutions and other institutions recognized by the China Securities Regulatory Commission.

Institution application registration process

(1) First, the institution applies for a practitioner management system account from the Fund Industry Association, and then the institutional qualification administrator applies for registered fund practitioner qualifications for practitioners through the management platform ;

(2) Individuals submit registration applications → Institutional review → Internal publicity → Institutional submission → Association acceptance → External publicity → Obtain certificate;

(3) In view of the relatively large number of employees in banking institutions According to the bank's personnel management structure, a four-level system administrator is temporarily set up. The head office applies for member accounts and assigns them to relevant business departments or lower-level branches. The branches then allocate accounts to branches. The relevant business departments or branches allocate accounts to individuals. The individuals submit application.