I am in Luoyang, and the fund sales license is an acceptance certificate issued to enterprises or institutions engaged in fund product sales. In 20 19, the central bank began to open the fund license requirements to third-party financial institutions, that is to say, in addition to banks, funds and securities, third-party financial companies that used to sell PE or trust products can also engage in fund sales, or more accurately, fund consignment. These third-party financial institutions cooperate with fund companies. Qualification requirements for an independent fund sales institution to apply for a fund sales license: (1) It is a limited liability company or partnership established according to law, which can meet the rules of the China Securities Regulatory Commission; (2) Having an organization name, organization and business scope that meet the requirements; (3) The registered capital shall not be less than 20 million yuan. And it must be paid-in monetary capital. (4) Shareholders of a limited liability company or partners of a partnership enterprise comply with the provisions of these Measures. (5) There are no major changes that have affected or may affect the normal operation of the institution. (six) the senior management personnel have obtained the qualification of fund practice and are familiar with the fund sales business. And engaged in fund business for more than 2 years, and may be in other financial related institutions for more than 5 years. (7) No less than 65,438+00 people have obtained fund business qualifications. (3) Relevant rules for applying for independent fund sales license: 65,438+0. An institution that meets the requirements of the Measures for the Administration of Fund Sales and intends to apply for the qualification of fund sales business shall fill in the Application Form for the Qualification of Securities Investment Fund Sales Business and submit it to the China Securities Regulatory Commission. 2. Before the entry into force of these Rules, the application for the qualification of fund sales business that has not been approved shall be supplemented by the applicant in accordance with the Measures for the Administration of Sales and these Rules, and the China Securities Regulatory Commission shall examine and approve it in accordance with the Measures for the Administration of Gold Sales and these Rules. 3. An independent fund sales institution that has obtained the qualification of fund sales business shall apply to the administrative department for industry and commerce for changing its name after receiving the consent document, and the words "fund sales" shall be included in the name. 4. The fund sales organization shall update the basic information table of the fund sales organization within 65,438+0 months after the end of each year. 5. In case of major changes in Article 20 of the Measures for the Administration of Gold Sales, the independent fund sales institution shall fill in the Record Form for Major Changes of Independent Fund Sales Institutions and file the record according to the time specified in the Measures for the Administration of Sales. 6. The senior managers of independent fund sales institutions mentioned in the Measures for the Administration of Fund Sales refer to the chairman, general manager, deputy general manager and other personnel holding the above positions of independent fund sales institutions established in the form of limited liability companies, and may also include the executive partners of independent fund sales institutions established in the form of partnerships. This is an answer to what qualifications a company needs to have to engage in fund sales in Luoyang. 107