1. Conduct on-site inspection on fund managers, fund custodians and fund service institutions, and require them to submit relevant business materials.
2. Enter the place where the suspected illegal act occurred for investigation and evidence collection.
3, ask the parties and the units and individuals related to the investigation, and ask them to explain the matters related to the investigation.
4. Consult and copy information such as property registration and communication records related to the investigated events.
5. Consult and copy the securities trading records, registration and transfer records, financial and accounting materials and other relevant documents and materials of the parties and the units and individuals related to the investigated events. Documents and materials that may be transferred, concealed or damaged may be sealed up.
6. Inquire about the capital accounts, securities accounts and bank accounts of the parties and the units and individuals related to the investigated events. If there is evidence that illegal funds, securities and other property involved have been or may be transferred or concealed, or important evidence has been concealed, forged or destroyed, it may be frozen and sealed up with the approval of the principal responsible person of the securities regulatory agency in the State Council.
7. When investigating major securities violations such as manipulation of the securities market and insider trading, with the approval of the principal person in charge of the the State Council securities regulatory authority, the securities trading of the parties involved in the investigated event may be restricted, but the restriction period shall not exceed fifteen trading days. If the case is complicated, it may be extended for fifteen trading days.