1. principle of protecting investors' interests: that is, fund supervision activities should aim at protecting investors' interests.

2. The principle of moderate supervision: that is, government supervision should not directly interfere with the internal management of fund institutions.

3. Efficient supervision principle: that is, fund supervision activities should achieve the fundamental goal of fund supervision in a way that maximizes value.

4. The principle of supervision according to law: that is, the fund supervision department must establish the concept of supervision according to law.

5. Prudent supervision principle: that is, before the financial institution loses money completely, the fund supervision institution should take effective measures as far as possible.

6. The principle of fairness, justice and open supervision: that is, the fund supervision institution should implement it fairly, supervise it fairly and enforce the law openly.