(1) There are two subjects in the entry qualification examination, which are named "Basic Laws and Regulations of Securities Market" and "Basic Knowledge of Financial Market" respectively.
(2) Each vocational qualification examination has 1 corresponding examination subjects. The examination subjects of the competency examination for sponsor representatives, securities analysts and securities investment consultants are investment banking, publishing securities research reports and securities investment consulting respectively.
(3) There are a total of 1 subjects for the qualification examinations for managers, namely, the qualification examination for senior managers of securities companies, the qualification examination for senior managers of securities rating business, and the competency examination for compliance managers of securities companies.
2. Look at the learning website: Gao Dun Online School. There are exam outlines for various subjects, and there are related online and live courses.
Extended data:
Apply for the securities qualification certificate and other related contents:
1. Examination method of securities qualification certificate: national unified examination, closed book and computer examination.
2. Registration method:
Registration takes the form of online registration. Candidates log on to the website of China Securities Industry Association and register as required.
The registration fee for each course is RMB 70 yuan. Please read the registration instructions on the website of the association carefully to understand the payment method, receipt and printing of the admission ticket.
References:
Baidu encyclopedia-securities qualification examination