The exam in the first half of 2009 will use the 2008 exam syllabus, and the new 2009 syllabus will be used in the second half of the year. Part 1: Basic knowledge of the securities market. Purpose and requirements. This part includes the definitions of basic capital market instruments such as stocks, bonds, and securities investment funds.

, nature, characteristics, and classification; the definition, characteristics, components, and classification of financial derivatives such as financial options, financial futures, and convertible securities; the emergence, development, structure, and operation of the securities market; the establishment, main business, and

Internal control and risk control indicator management; basic knowledge of the regulatory system, regulatory structure of China's securities market, and ethics and qualification management of practitioners.

Through the study of this part, you are required to be proficient in the basic knowledge, basic theories, main regulations and professional ethics of securities and securities markets; understand the main business and risk supervision of securities intermediaries.

Chapter 1 Overview of the Securities Market Master the definition, classification and characteristics of securities and securities; master the definition, characteristics and basic functions of the securities market.

Master the hierarchical structure, variety structure and trading venue structure of the securities market; understand the meaning of multi-level capital markets; understand the meaning and composition of commodity securities, currency securities, capital securities, money markets and capital markets.

Understand the composition of securities market participants, including securities issuers, securities investors, securities market intermediaries, self-regulatory organizations and securities regulatory agencies.

Understand the main types of institutional investors, the meaning of securities market intermediaries, and the composition of self-regulatory organizations in the securities market.

Understand the securities issuance methods used by securities issuers, the meaning of individual investors, and the main responsibilities of stock exchanges, securities industry associations, and securities regulatory agencies.

Understand the development and evolution of the composition of institutional investors in China's securities market.

Be familiar with the background, history, current situation and future development trends of the securities market; master the main characteristics of the historical development of my country's securities market and the process of opening up to the outside world.

Understand the securities market in the early stages of capitalist development and before China's liberation; understand the opening up of my country's securities industry after joining the WTO.

Understand the history of the development of foreign securities markets and the gap between my country's securities market and the securities markets of Western countries.

Understand the development process of share-trading reform.

Chapter 2 Stocks Master the definition, nature, characteristics and classification methods of stocks; be familiar with the differences and characteristics of ordinary stocks and preferred stocks, registered stocks and bearer stocks, and stocks with par value and stocks without par value.

Be familiar with the different meanings and connections of stock par value, book value, liquidation value, and intrinsic value; master the connection and difference between the theoretical price and market price of stocks; master the main factors that affect stock prices.

Master the rights and obligations of ordinary stock shareholders; master the company's profit distribution sequence, dividend distribution principles and residual asset distribution sequence; be familiar with concepts such as shareholders' right to participate in major decision-making, asset income rights, residual asset distribution rights, and preemptive stock options.

Be familiar with the definition and characteristics of preferred stocks; understand the significance of issuing or investing in preferred stocks; understand the classification of preferred stocks and the meaning of various preferred stocks.

Master the concepts of various shares in my country according to the nature of investment entities; master the meaning of state shares, legal person shares, public shares, and foreign-invested shares; be familiar with A shares, B shares, H shares, N shares, S shares, L shares, red chip stocks, etc. concept.

Understand the process of my country's share-trading reform.

Chapter 3 Bonds Master the definition, face elements, characteristics, and classification of bonds; be familiar with the similarities and differences between bonds and stocks; be familiar with the basic properties of bonds and the main factors that affect bond maturity and interest rates; be familiar with the concepts and characteristics of various types of bonds.

Master the definition, nature and characteristics of government bonds; master the classification of government bonds; be familiar with the issuance overview of my country's government bonds, types and differences of my country's government bonds; understand the issuing entities and classification methods of local bonds and the reasons why local governments are not allowed to issue bonds at this stage; Understand the main types of bonds in the inter-bank bond market; understand the concepts of treasury bonds, deficit treasury bonds, construction treasury bonds, special treasury bonds, physical treasury bonds, and currency treasury bonds.

Master the definitions and classifications of financial bonds, corporate bonds and corporate bonds, and be familiar with their issuance profiles; be familiar with the meanings of various corporate bonds.

Master the definition and characteristics of international bonds, master the concepts and characteristics of foreign bonds and European bonds, understand the issuance overview of my country's international bonds, and understand foreign bonds such as Yankee bonds, Samurai bonds, and Panda bonds.

Chapter 4 Securities Investment Funds Master the definition and characteristics of securities investment funds; master the differences between funds, stocks and bonds; be familiar with the role of funds and the development overview of domestic and foreign funds.

Be familiar with the classification methods of securities investment funds; master the definitions and differences between contract funds and corporate funds, closed-end funds and open-end funds; be familiar with the meaning of various types of funds; master the concept, operating mechanism and operation mechanism of exchange-traded open-end funds

Advantages: Understand the similarities and differences between Shanghai Stock Exchange ETF and Shenzhen Stock Exchange LOF; master the content of money market fund management.