First, the application time of the fund qualification certificate
The application time is not limited throughout the year, and qualified personnel who have worked in relevant institutions can apply to the association through their institutions;
Two, the fund qualification certificate application conditions
Relevant personnel who have passed the two courses of the Fund Qualification Examination within four years and have worked in the institution shall apply for registration through their institutions.
Those who have not applied for the qualification of registered funds through institutions for more than four years need to re-take the qualification examination or make up the follow-up training hours specified in the last two years before registration. Personnel who have obtained the qualification for fund practice shall complete the follow-up training of 15 class hours every year in accordance with relevant regulations, and participate in the annual qualification inspection organized by the association through their institutions as required.
Third, the specific application process
1. First institutions (including fund managers, commercial banks (including foreign-funded corporate banks in China), securities companies, futures companies, insurance institutions, securities investment consulting institutions, independent fund sales institutions, private fund managers, securities and futures exchanges, registration and settlement institutions, index companies, various fund industry associations registered by the civil affairs departments of the people's governments at or above the sub-provincial level, other domestic and foreign specific institutional investors and recognized by the China Securities Regulatory Commission. (Account already exists, this step is ignored)
2. The institutional qualification manager can apply for registered fund qualification for employees through the management platform.
Institutions designate qualification administrators to review and maintain the personal account opening, basic information registration and change, resignation filing information and integrity information of employees of institutions through the "employee management platform".
Individual users must first log in to the qualification administrator to open an account for the employees of the institution, and the account name is the ID number. The qualification administrator will first open a qualification account for the individual. After opening, the qualification administrator needs to input personal information into the system before individuals can log in to the system.
Practitioners who have passed the qualification examination or qualification recognition of the fund need to register their qualifications on the management platform of practitioners, and only after successful registration can they be qualified. The sign of successful registration is that the qualification certificate can be printed from the platform system.
3. After the association is approved, you can download the qualification certificate in the employee management system-certificate management-job certificate printing-query-printing.