Open agreement 1 agreement number:
Party B's fund account number:
Party A: _ _ _ _ Fund Management Co., Ltd.
Party B (investor):
In order to facilitate Party B to handle fund trading business in Party A, according to Party A's relevant rules and regulations, through friendly negotiation between Party A and Party B, the following agreement is reached on Party B's submission of trading application to Party A by telephone self-service.
1. The telephone transaction application accepted by Party A includes subscription, subscription, redemption, inquiry, setting and changing dividend distribution method and password modification. In addition, Party A will not accept Party B's telephone application for handling other businesses.
2. Party B must be an investor who has opened a fund trading account in the company's direct sales center.
3. Telephone transactions under this agreement are realized through telephone voice system. If investors have questions, they can turn to artificial seats for consultation.
4. The trading orders issued by Party B by telephone are automatically recognized by the data recorded by the computer system, and Party B is fully responsible for the results of various trading activities.
5. When Party B applies for opening telephone transactions, it must set a password. Party A uses the transaction account number and password entered by Party B as the basis for identifying the telephone counterparty.
6. Party B must pay attention to the use and confidentiality of telephone transaction passwords. All transactions conducted by password are regarded as valid transactions handled by Party B in person, and all consequences arising therefrom shall be borne by Party B. ..
7. Party B shall remit the full amount of funds to the special account for fund sales of Party A, and then submit the subscription and subscription application by telephone. If the investor fails to remit the full amount of subscription (subscription) to the special account for direct selling in time, the application will be invalid. The price calculation of subscription and subscription fund shares is based on the net asset value of the fund at the end of the application date.
8. Party B's redemption application must be made when there is enough fund balance in the trading account, otherwise the telephone system will not be able to receive the application and the application will be invalid. The price calculation of redemption fund shares is based on the net asset value of the fund at the end of the application date.
Nine, after the redemption of Party B, the fund share of its trading account shall not be less than 00 fund units. If the balance of the trading account after redemption is less than 00 fund units, Party A has the right to automatically redeem all the balance of Party B's trading account and redeem all the balance of Party B's trading account. ..
X party b's telephone transaction application is valid on the same day. The time for Party B to open the fund is 9:30-5: 00 on the open day of each fund, and all telephone applications after 5:00 belong to the next trading day.
XI。 Party A is unable to receive, process, delay receiving or process Party B's application due to unforeseeable factors such as line blockage, poor transmission, communication interruption, power failure, computer or telephone system failure, natural disasters, etc., and Party A will not bear any economic and legal responsibilities.
12. This agreement shall come into effect as of the date of signature by both parties, and shall be terminated when Party A receives a written notice from Party B to terminate this agreement.
Party A: _ _ _ _ Fund Management Co., Ltd.
Signature:
Party B:
Signature:
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Article 2 of the Open Agreement Party A: _ _ _ _ _ _ _ _ _ _ _
Party B: _ _ _ _ _ _ _ _ _ _ _
In accordance with relevant national laws and regulations, in order to facilitate Party B to handle the purchase (subscription) and redemption of open-end funds managed by Party A through telephone self-help, Party A and Party B, on the principle of equality and voluntariness, enter into this agreement through consultation for mutual compliance.
1. Party B must be an investor who has opened a fund trading account in Party A's direct sales center.
2. This telephone transaction includes subscription, subscription, redemption and cancellation, dividend distribution, transaction inquiry, password modification, transfer custody and fax statement.
3. This telephone transaction is realized through the customer service telephone voice system, and the telephone number is _ _ _ _ _ _ _. The specific process of handling telephone transactions shall be implemented with reference to Party A's telephone transaction instructions.
Four. The trading instructions issued by Party B by telephone shall be subject to the information recorded by the computer, and Party B shall be fully responsible for the results of various trading activities.
5. When Party B applies for opening telephone transactions, it must set a password. Party A takes the transaction account number and password entered by Party B as the basis for judging the telephone transaction.
6. Party B must pay attention to the use and confidentiality of telephone transaction passwords and change them regularly. All transactions conducted by password are regarded as valid transactions handled by Party B in person, and all consequences arising therefrom shall be borne by Party B. ..
Seven. Party B's application for telephone trading before the opening day of each fund 15: 00 is the same day, and the application for telephone trading after 15: 00 is regarded as the application for the next opening day.
8. Party B's application for subscription shall be submitted after the full amount of funds are remitted to Party A's fund sales account. Otherwise, the application will be shelved, and the application date will be within five days from the date of actual receipt of funds. If the funds are not received within five days, the application will be considered invalid.
9. Party B's redemption application should be made when there is enough fund balance in the trading account, otherwise the telephone trading system will not be able to receive the application and the application will be considered invalid.
X. If Party A fails to receive or delays receiving Party B's application due to unforeseen factors such as blocked lines, poor transmission, communication interruption, power failure, computer or telephone system failure, natural disasters, force majeure, etc. Party A shall not bear any economic and legal responsibilities, but shall take active measures to minimize the impact of unexpected events.
XI。 This agreement shall come into effect as of the date of signature by both parties, and shall be terminated when Party A receives a written notice from Party B to terminate this agreement.
12. This agreement is made in duplicate, each party holds one copy, which has the same legal effect.
Party A (seal): _ _ _ _ _ _ Party B (seal): _ _ _ _ _ _
Agent (signature): _ _ _ _ _ Legal representative (signature): _ _ _ _ _
FaxNo。 : _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _
Certificate type: _ _ _ _ _ _ _ _ _ _ _ _
Certificate number: _ _ _ _ _ _ _ _ _ _ _ _
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Part III of Open Agreement Party A: _ _ _ _ _ _
Party B: _ _ _ _ _ _
In accordance with the provisions of relevant national laws and regulations, in order to facilitate Party A's application (subscription), subscription, redemption and other transactions for the open-end funds managed by Party B, Party A and Party B, based on the principle of equality and voluntariness, entered into this agreement through consultation for mutual compliance.
1. The fax transaction mentioned in this agreement refers to the situation that Party B faxes the completed transaction application form and required relevant materials to Party A's relevant personnel, and Party A's relevant personnel accept the business and fax the acceptance confirmation information to Party B's relevant personnel, thus completing the transaction application.
2. Fax transactions referred to in this Agreement only include account opening, subscription, redemption, cancellation and change of dividend distribution method. In addition, Party A will not accept Party B's fax application for handling other businesses.
Three. The time for Party A to accept the fax transaction from Party B is from 9: 00 to 14: 30 on the open day of each fund (the subscription period of the fund is from 9: 00 to 18: 00). Party B shall open a capital account and a trading account in the direct sales center of Party A, and reserve a seal.
4. When Party B submits the purchase application, it shall fax the following information to the fax number designated by Party A: _ _ _ _ _ _. An application form stamped with the reserved seal, a copy of the ID card of the agent, and a copy of the remittance voucher stamped with the seal of the bank acceptance bill. When Party B submits the redemption application, it shall fax the following information to the fax number designated by Party A: _ _ _ _ _ _ _. An application form stamped with the reserved seal and a copy of the ID card of the agent.
5. After sending the fax, Party B shall call the direct sales center of Party A to confirm the fax application. If Party A fails to receive Party B's fax application due to the failure of fax equipment, and Party B fails to confirm by phone, Party A shall not be responsible for it. Party A shall handle Party B's transaction application according to and only according to the fax sent by the directors who hold Party B's account opening documents or the identification documents deemed valid by Party A.. If Party A doesn't receive it, not all of it, or the fax information received from Party B is inaccurate, incomplete and unrecognizable, or Party B violates laws and regulations, fund contract or business rules of Party A, which makes it impossible for Party A to implement it, Party A may not implement it, and will not bear legal responsibility for it.
6. After the fax is sent and confirmed by Party A, Party B shall send the original application form with reserved seal to Party A by express mail within three days. The date is subject to the postmark.
7. After receiving the application for subscription transaction faxed by Party B, Party A will accept it after verifying the receipt of funds. If the funds have not arrived, the application date is within five days from the date when the funds actually arrive. If the funds do not arrive within five days, the application will be considered invalid.
Eight. After receiving the application for redemption transaction faxed by Party B, Party A will accept the application after verifying that there is sufficient fund balance in the trading account. If the balance of funds in the account is insufficient, the application will be considered invalid.
Nine. Party B must fill in the relevant transaction application form provided by Party A or downloaded from Party A's website in strict accordance with Party A's requirements.
X during the performance of this agreement, party a shall not bear the impact of force majeure (such as equipment and line failure) on the entrusted implementation, but shall take active measures to minimize the impact of accidents.
XI。 This agreement shall come into effect as of the date of signature by both parties, and shall be terminated when Party A receives a written notice from Party B to terminate this agreement.
12. This agreement is made in duplicate, each party holds one copy, which has the same legal effect.
Party A (seal): _ _ _ _ Party B (seal): _ _ _ _ _ _
Representative (signature): _ _ _ _ Representative (signature): _ _ _ _ _ _
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