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2023 Fund Exam Admission Ticket Printing Time

The printing time for fund practitioner qualification examination admission tickets is from February 22 to February 26.

In order to further standardize fund sales behavior and improve the business level and professional quality of fund sales personnel, the Securities Association of China is scheduled to hold a fund sales personnel professional examination in September 2008.

According to the relevant provisions of the "Securities Law", "Funds Law" and "Code of Practice for Securities Investment Fund Sales Personnel", fund sales personnel should have the necessary legal and regulatory, financial, accounting and other professional knowledge and skills necessary to engage in fund sales activities, and be required to do so according to relevant regulations.

Provides for the acquisition of securities practice qualifications recognized by the association.

Fund sales personnel refer to personnel in fund management companies and fund sales agencies entrusted by fund management companies who are engaged in promoting funds, selling fund shares, handling fund share subscriptions and redemptions and other related activities.

Introduction to the Fund Practitioner Qualification Examination: Have full capacity for civil conduct; have a high school education or above; current and proposed senior managers of public fund managers and private fund managers, including legal representatives, executive partners (appointed representatives),

Chairman, general manager, deputy general manager, head of institutional compliance, risk control, chief inspector, etc.; fund custodians, business leaders of public fund sales agencies, etc.; other conditions stipulated by the China Securities Regulatory Commission.

Generally speaking, you can apply if you meet the first three conditions.

Comply with the employee management measures issued by the China Securities Regulatory Commission and abide by some rules and regulations.

The examination contents include fund laws and regulations, professional ethics and business standards, and basic knowledge of securities investment funds.