The securities qualification certificate is called the access certificate of the securities industry. The examination time is determined by the Securities Industry Association every year, and all the qualification examinations have been registered online, and the students are assessed by means of national unified examination and closed book.

From 65438 to 0995, the State Council Securities Commission issued the Interim Provisions on the Qualification Management of Securities Practitioners, and China began to implement the qualification management system of securities practitioners. According to this regulation, China held the qualification examination for securities practitioners for the first time in 1999.

In 2002, China Securities Regulatory Commission entrusted the qualification management function of organizing the qualification examination for securities practitioners to China Securities Association, and promulgated the Measures for the Qualification Management of Securities Practitioners. The China Securities Association immediately established a set of working systems such as textbook compilation, qualification examination, qualification management, and follow-up education and training for employees.

The Measures for the Administration of Securities Investment Fund Sales stipulates that commercial banks, securities companies, futures companies, insurance institutions, securities investment consulting institutions, independent fund sales institutions, etc. You must also have a certain number of employees with professional qualifications, and the department manager of the fund sales business must have it.

Extended data certificate management

You can get a certificate of achievement by passing the exam, and the exam results are valid for many years.

Those who have passed the examinations of basic subjects and any professional subjects have obtained the qualification of securities practice.

Qualified in basic subjects and any two professional subjects, and obtained the first-class qualification certificate of securities business (blue).

Those who have passed the basic subjects and four other professional subjects have obtained the second-class qualification certificate for securities business (purple).

Application material

The applicant shall submit the following application materials to the institution:

(1) Application form for practicing certificate;

(2) a copy of the ID card;

(three) a copy of the academic certificate;

(4) Other materials as stipulated by the Association.

Baidu Encyclopedia-Securities Qualification Certificate