To apply for securities investment consulting business, you should also have China nationality, bachelor degree or above, and more than two years of securities experience. Any institution or individual who provides the public with an analysis, forecast or suggestion on the trend of the securities market, securities varieties and the feasibility of investing in securities orally, in writing, on the computer network or in other forms recognized by the China Securities Regulatory Commission must first obtain the qualification certificate of securities investment consulting business granted by the China Securities Regulatory Commission.
Extended data:
Application management of investment consulting qualification certificate;
The person who applies for the practice certificate shall obtain the practice qualification, be employed by a securities institution, and meet the relevant character and reputation requirements stipulated in Article 10 of the Measures; To apply for securities investment consulting business, you should also have China nationality, bachelor degree or above and more than two years of securities experience; To apply for securities credit evaluation business, one should have more than two years of securities experience and the relevant provisions of the China Securities Regulatory Commission.
Practice certificate shall be applied to China Securities Industry Association through affiliated institutions. The association shall, within 30 days from the date of receiving the application for practicing, file with the China Securities Regulatory Commission and issue a practicing certificate. Practice certificates are not classified. A person who has obtained a practice certificate may engage in the securities business operated by the institution on behalf of the employing institution, as appointed by the institution.
If a person who has obtained a practicing certificate has not been employed in a public institution for three consecutive years, his practicing certificate shall be cancelled by the association; Those who practice again shall participate in the practice training organized by the association and re-apply for the practice certificate.
Baidu encyclopedia-securities qualification examination
Baidu Encyclopedia-Securities Qualification
Baidu encyclopedia-securities investment consulting business