I. Registration of fund managers
Private fund managers shall go through the registration procedures for fund managers with the fund industry association and apply to become members of the fund industry association.
Two. Fund filing
Private fund managers shall, within 20 working days after the completion of private fund raising, file through the private fund registration and filing system, and according to the private fund
The main investment direction should indicate the fund type, and truthfully fill in the basic information such as the fund name, fund scale, investors and fund contract (the articles of association of the fund company or partnership agreement, hereinafter referred to as the fund contract). Where a corporate fund employs a management team to manage the assets of the fund, the corporate fund shall go through the procedures of fund filing and fund manager registration.
Third, personnel management.
Private fund managers shall submit the basic information and change information of senior managers and other fund practitioners to the fund industry association in accordance with the regulations.
Four. Filing time and requirements
Private fund managers should update the relevant information of private investment funds they manage within 5 working days after the end of each month, including fund size, unit net value and number of investors.
Five, the fund company for the record required materials:
1. Copy of business license,
2. tax copy,
3. generation copying,
4. legal person electronic version,
5. Shareholder information (number is required when handling)
6. One-inch photos of all senior executives (white words on a blue background),
7. Capital verification report,
8. Qualification certificate and income statement.
9. Show the project plan of the project (personnel, methods, directions and forms to be raised).
10. Provide the resumes of senior managers after 18 years old (senior managers must have securities qualification certificates).
It's getting more and more sad now.