According to the relevant provisions of the Measures for the Administration of Fund Qualification Examination (Trial), if a candidate does not meet the registration requirements and takes the exam by fraud, China Asset Management Association will not accept his application for qualification examination within one year; Those who have already taken the exam will be disqualified.

In case of any violation of discipline by the personnel who take part in the fund qualification examination, China Asset Management Association will, depending on the seriousness of the case, give the punishment of canceling the on-site examination results, prohibiting the examination for one year, prohibiting the examination for two years, and prohibiting the examination for three to five years, and notify the unit where the candidates work. Fund practitioners who violate the rules shall be suspended or disqualified according to the Securities Investment Fund Law and other relevant provisions. Violation of discipline and discipline in violation of the "People's Republic of China (PRC) Public Security Administration Punishment Law" shall be handled by the public security organs; If the case constitutes a crime, it shall be dealt with by judicial organs according to the relevant provisions of the Criminal Law and investigated for criminal responsibility.

Free access to learning materials and knowledge maps of fund qualification: /jjcy/xxzl/n237.html? fcode=h 1000026