First of all, the directors, supervisors, senior managers, other employees, their spouses and interested parties of the fund manager who publicly raises funds shall report to the fund manager in advance and shall not have conflicts of interest with the fund share holders.

Public Offering of Fund's issuance review needs to go through five stages: application for registration, issuance review, product collection, filing review and announcement.

1. The fund manager needs to submit the draft fund contract, custody agreement and prospectus to the China Securities Regulatory Commission; Application report; Legal opinions and other materials.

2. Review the problem. China Securities Regulatory Commission shall review the registration application materials submitted by the fund manager within 6 months from the date of receipt, and make a decision on registration or disapproval.

3. Product line. Fund managers need to start raising funds within 6 months from the date when the CSRC approves the issuance, and complete the raising within 3 months after the start of raising funds.

4. Record review. After the fund raising is completed, the fund manager needs to apply to the CSRC for fund filing. In the filing stage, the CSRC mainly examines whether the scale of fund raising meets the corresponding standards, such as closed-end funds reaching 80% of the preset scale and open-end funds exceeding the minimum standard of registration. To this end, the manager needs to submit a capital verification report on the scale of product offering to the CSRC, and complete the filing after approval by the CSRC.

5. The announcement was established. The fund manager shall make an announcement the day after receiving the filing confirmation document of China Securities Regulatory Commission.

What materials do fund managers need for filing?

1, ID card or business license and other main documents.

2. Proof of paid-in capital contribution (natural person)

3. Degree/diploma

Information on the actual controller of private equity fund filing:

1, ID card or business license and other main documents.

2. Degree/diploma

3. Control relationship with the manager.

Information of senior managers for filing private equity funds:

Applicants should pay attention to registering qualifications or personal information in the employee management system first. After the senior management information is successfully registered in the employee management system, it will be updated to the asset management business comprehensive submission platform on T+ 1 day.