According to the evaluation scores of securities companies, the China Securities Regulatory Commission classifies securities companies into five categories: A, B, C, D and E, 1 1.
1, Class A companies have the highest risk management ability in the industry and can better control the risks of new businesses and new products;
2. Class B companies have high risk management capabilities in the industry and can better control the risks of business expansion in the market changes;
3. The risk management capability of Class C companies matches its existing business;
4. The risk management ability of Class D companies is low, and the potential risks may exceed the company's tolerable range;
5、E