What problems are likely to occur in the process of fund buying and selling_Key points of fund operations

What are the rules for fund buying and selling time? What are the rules we need to abide by? What need to be paid careful attention to What are the points? Things that newcomers to funds must know! The following is a list of common problems that can arise in the fund buying and selling process. I hope it can help you.

What problems are likely to occur in the process of fund trading

Price slippage: When an investor submits a buy or sell order, due to rapid changes in market prices, the actual transaction price may be different from the expected price. The price deviates, causing price slippage.

Market risk: Fund sales are conducted in the market. Market fluctuations and price changes may cause the fund's net value to increase or decrease, and investors may be affected by market risks when buying or selling.

Redemption delay: For some open-end funds, the fund company may set redemption requirements such as making an appointment in advance and processing a redemption application, resulting in a delay in the arrival of redemption funds. This may have some impact on investors' money management.

Fund share discount issue: In some cases, the market price of fund shares may be lower than their net value, that is, fund share discount, which may have a certain negative impact on investors’ expected returns. Influence.

Focus of fund operations

Optimizing investment portfolio: Fund managers optimize the fund's investment portfolio by studying the market, analyzing industries and companies, in order to pursue the best risk-return balance.

Risk management and control: Fund managers manage and control fund risks by formulating risk management strategies, setting risk limits and monitoring risk indicators.

Performance tracking and performance evaluation: Fund managers need to track the investment performance of the fund and compare it with relevant market indexes or benchmarks to evaluate the performance and performance of the fund.

Investor communication and transparency: Fund managers need to communicate with investors in a timely and transparent manner, provide investors with fund information, performance reports, etc., and answer investors' questions and concerns.

Compliance and legal compliance: Fund managers need to comply with relevant laws, regulations and regulatory requirements, conduct compliant operations, and protect the legitimate rights and interests of investors.

Asset allocation and adjustment: Fund managers need to allocate and adjust assets according to market conditions and investment objectives so that the fund's investment portfolio maintains good diversification and risk control.

Why there are time regulations for buying and selling funds

The time requirements for buying and selling funds are based on the needs of market operations and the arrangement of transaction processes. The following are some common time regulations:

Trading days: Fund transactions are usually conducted on trading days, which refers to working days when the securities market operates normally.

Subscription and redemption time: Fund companies usually stipulate the subscription and redemption time, that is, the time range within which investors can subscribe and redeem funds.

The purpose of time regulations is to ensure the orderly conduct of transactions and facilitate fund companies to perform corresponding operations and calculate the net value of the fund. In addition, time regulations can also prevent investors from blindly pursuing short-term gains and encourage long-term investment and stable holdings.

What are the restrictions on fund operations

Restrictions on investment scope: Funds may have specific investment scopes and investment strategies, such as only investing in specific industries, regions or types of assets. These restrictions are intended to control the fund's risks and ensure that the fund manager operates in accordance with the stated investment strategy.

Leverage and capital pool management: Some funds may use leverage operations to increase investment returns, but this also increases risks. In order to control risks, funds may set leverage ratio limits and formulate capital pool management rules.

Reporting and disclosure requirements: Fund management companies are required to regularly report fund operations, investment portfolio changes, etc. to investors in accordance with the regulations of regulatory agencies, and disclose important information.

Charge restrictions: Funds charge management fees, custody fees and other fees, but these fees are usually restricted by laws or regulatory agencies and must not be excessive or unreasonable.

Fund buying and selling time rules

Fund trading hours: Monday to Friday 9:30-11:30 am, 13:00-15:00 pm. Saturdays, Sundays and national statutory holidays are non-trading days for funds. There is no trading and no income will be generated on non-trading days, except for currency funds.