2. Fund raiser: Please put the list of investors and their respective capital contributions at the end of the document where the fund contract is located. Write down the total number of investors and the total amount, which is consistent with what is written on the website. For a partnership or collective investment plan that has not been filed with the fund industry association, it is necessary to calculate and list the number of investors and the amount of investment. Confirm that they are all qualified investors, that is, the single investment amount is greater than or equal to 6.5438+0 million, and ordinary investors are not allowed to have the words less than 6.5438+0 million. However, the following investors are regarded as qualified investors with unlimited investment amount: (1) social security funds, enterprise annuities and charitable funds; (two) the investment plan established according to law and supervised by the financial supervision and administration institution of the State Council; (3) Private equity fund managers and their employees who invest in the managed private equity funds; (4) Other investors as stipulated by the China Securities Regulatory Commission.
3. Proof of the scale of offering: it needs to be issued by the custodian, accounting firm or bank. The name of the fund should be enclosed in double quotation marks. If it is not convenient to upload pictures, you can put them behind the fund contract. And in "other issues that the manager thinks need to be explained". It is suggested to indicate the bank account number of the raised funds in the contract. (1) If the bank issues a certificate of raising funds, it may open a bank account in the name of the fund; If not, it can open a bank account in the name of the manager. In the case of opening a bank account in the name of the manager, the manager's bank account is first opened in the name of the manager in order to raise funds. When investors subscribe to this fund, they should note "Subscribe to XX Fund", and then print out the entry flow and affix the official seal of the bank, which is the fundraising voucher. (2) If the custodian issues the certificate of raising funds, it shall specify the full name of the manager, the full name of the fund, the custody account (account name, account number and bank), account information (time and amount) and affix the official seal of the custodian. (3) If an accounting firm issues a certificate of raising funds, please refer to the elements provided by the custodian and affix the official seal of the accounting firm.
4. Fund contract (partnership agreement, investment agreement): (1) If there is custody, you only need to provide a scanned copy of the contract signed by the investors with a list of investors. (2) If multiple investors request custody but fail to do so, the signature pages of other investors shall be attached to a complete contract signed by investors, followed by a list of investors. (3) Investment consultants do not need a list of investors. Just upload the investment advisory agreement. (4) All scanned copies are original contracts. The original contract shall be signed and sealed. The original contract should be filled in completely. (5) Investor list information includes serial number, name, serial number (ID card or organization code), amount, remarks (GP or employee), etc. It is best to write it on A4 paper within 200 people for easy browsing. The final amount of the list of contributors must be the same as the paid-in capital contribution. The last page of the pdf should be a direct return modification of the investor list.
5. Please write a summary of the fund contract in "Other matters that the manager thinks need to be explained", such as: full name of the fund: fund raiser: Investment consultant: fund custodian (refer to the latest edition of Directory of Fund Custodians (2065438+X month of 2004). Commission xlsx): main investment direction (20- 100 words, such as: the fund invests in a trust, and the trust invests in a certain industry). Fund contact person (name: mobile phone number): (pay attention to the use of punctuation; Don't write too much or too little.
6. Don't customize the fund code, just apply through the system. If it is returned and cannot be modified, please delete it and reapply for self-service.
7. Old funds established earlier than the registration time of the fund manager are classified as pre-registered supplementary records and filled in the "Fund Supplementary Records" module; If the fund is established later than the registration time of the fund manager, it is a new fund, which is classified into the post-registration category and filled in the "Fund Filing" module. Fund industry associations will not accept liquidation funds for the time being. If your company's fund has been liquidated, it is not within the scope of acceptance. Please actively delete the fund filing information.
8. The initial unit net value shall be uniformly calculated at 1.00 yuan; The net value shall be announced once on the termination date of fund liquidation.
9. After the approval of private securities funds and private commodity funds, a filing certificate will be issued. Generally, it will be sent the day after the record is passed and the next working day at the latest. A special staff member will take the initiative to contact your fund contact person (if any) or member representative. The filing certificate is used to open a securities and futures account.
10, "Investor Information", please fill in all investor information, and naturally choose "Other". Paid-in capital contribution shall fill in the amount of raised funds.
1 1. Please verify that the fund contract and the certificate of raising scale are completely consistent with the full name of the fund filled in on the website. If it is inconsistent, return it directly for modification.