1, the fund qualification examination is divided into three subjects, subject 1: fund laws and regulations, professional ethics and business norms; Subject 2: Basic knowledge of securities investment funds; Subject 3: Basic knowledge of private equity investment funds.
2. You can apply for the qualification of registered fund through 1, 2 subjects or 1, 3 subjects.
3. Public offering of employees of fund managers, fund custodians, securities and futures asset management institutions and fund service institutions (including fund sales, share registration, valuation, investment consultants, valuation, information technology system services, etc.). ) should pass the subject 1 and subject 2.
4. Employees of private equity fund managers shall pass Subject 1, Subject 2 or Subject 1, Subject 3.
5. Personnel engaged in fund promotion and fund sales information management platform system operation and maintenance of fund sales institutions shall pass the subject 1 and 2, or the subject 1 and 3.
4. Since 2003, as a part of the qualification examination system for securities practitioners, the qualification examination for fund practitioners has been organized and implemented by China Securities Association.
5. In order to meet the needs of the development of the industry under the new situation, the fund industry association has adjusted the examination content according to the feedback from all parties. The adjusted examination is mainly based on practical application, mainly to assess the necessary basic knowledge and professional skills of fund practitioners.
6. The examination covers the basic knowledge of the fund industry, laws and regulations and professional ethics, investment management, operation management, sales management, internal control and compliance management, internationalization, etc.
7.20 19 years the qualification examination dates for fund practitioners are March 30th, April 20th to 2nd1day, May 25th, June 22nd, September 22nd, 10, 19, 165438.