(1) A limited liability company or partnership established according to law or other forms conforming to the provisions of the China Securities Regulatory Commission;

(2) It has a business scope that meets the requirements;

(3) Its registered capital or contribution is not less than 20 million yuan, and it must be paid-in monetary capital;

(4) Shareholders of a limited liability company or partners of a partnership enterprise meet the provisions of these Measures;

(5) There are no major changes that have affected or may affect the normal operation of this institution, or other major events such as litigation and arbitration;

(6) The senior management personnel have obtained the qualification of fund practice, are familiar with the fund sales business, and have been engaged in fund business for more than 2 years or worked in other financial related institutions for more than 5 years;

(7) No less than 65,438+00 people have obtained the qualification for fund practice.

Two, if it meets the conditions, then you can submit the application materials to the administrative licensing department of the securities regulatory agency where the applicant is located in industrial and commercial registration. (The specific required materials also change with time. )

Three, the submitted materials, waiting for the CSRC's audit notice.