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Why do securities practitioners have to obtain general license, fund, investment, futures and other qualifications to carry out the corresponding business?
Because the general qualification of securities business is the basic condition for securities practitioners who hold the qualification certificate of securities business and engage in related industries, the investment consultant is a position within the securities company but must hold the qualification certificate of securities business and have certain work experience. The former can only provide general daily information and services, while the latter can recommend investment projects such as stocks to customers, answer their investment questions and make suggestions, and sign contracts with customers to collect investment fees.