The basic goal of the growth fund is (). A. Pursuing stable recurring gains B. Pursuing capital appreciation C. Pursuing investment performance beyond market performance D. Taking both recurring gains and capital appreciation into account Correct answer: bReference analysis: Pursuing capital appreciation is the basic goal of growth funds. In the course of operation, if there is any matter that may have a significant impact on the rights and interests of fund share holders or the transaction price of fund shares, it shall be reported and announced in a timely manner in accordance with relevant regulations. The following items that do not have a significant impact on the rights and interests of fund share holders and the transaction price of fund shares are (). A. Resolution of the fund share holders' meeting B. Change the fund manager or fund custodian C. Change the directors, supervisors and senior managers of the fund manager or fund custodian D.65,438+0. The main business personnel of the fund manager or fund custodian have changed by more than 20%. Correct answer: D () is to supervise whether the investment operation behavior of the fund manager complies with laws, regulations and fund contracts. A. Asset custody B. Fund settlement C. Investment supervision D. Accounting review Correct answer: C Reference analysis: Investment supervision is to supervise whether the investment operation behavior of fund managers complies with laws and regulations and fund contracts. The following statement about the risks and benefits of stocks, bonds and securities investment funds is correct (). A. the risk of fund investment is greater than that of bonds. The return on bonds is uncertain. C. the return on investment funds in securities cases is lower than that in bonds. D. the risk of stock investment is less than that of funds. Correct answer: reference analysis: the risk of fund investment is greater than that of bonds, but less than that of stocks. Classification of passive stock investment strategies Using index investment to manage stock portfolio, the market transaction cost is low (). A. it is beneficial for managers to reduce the tracking error of stock portfolio. B. it is not conducive to managers to reduce the tracking error of stock portfolio. C. it is beneficial to build a portfolio with the market value method. D. it is beneficial to construct the portfolio with the hierarchical method. Correct answer: A () focuses on the efforts made by fund managers to win public respect, which is also one of the means of fund promotion. A. public relations B. personnel relations C. advertising promotion D. business promotion correct answer: a reference analysis: public relations focuses on the efforts made by fund managers to win public respect, and the content of self-discipline management of stock exchanges does not include (). A. Appointment of personnel of fund companies B. Supervision and management of fund listing and trading C. Supervision and management of legality and compliance of investors' trading funds D. Supervision and management of investment behavior of securities investment funds in the securities market Correct answer: A China's stock exchanges are established according to law. (a) For this purpose, they provide places and facilities for centralized and organized securities trading, perform their duties stipulated by relevant national laws, regulations, rules and policies, and exercise self-discipline. A. Maximizing profits B. Not making profits C. Maximizing income D. Maximizing indicators Correct answer: B. Applicants who intend to set up a fund management company should submit a self-discipline commitment letter to the exchange () years in advance. A. 1 B.2 C.3 D.4 correct answer: a reference analysis: according to the laws of our country, the applicant who intends to set up a fund management company must submit a self-discipline commitment letter to the exchange 1 year in advance. () means that the business activities of custody business must be recorded accurately and timely when it happens; According to the principle of "giving priority to internal control", relevant rules and regulations must be established when establishing new institutions or adding new business varieties. A. Principle of legality B. Principle of integrity C. Principle of timeliness D. Principle of prudence Correct answer: The advantage of C basic analysis is (). A. Being able to fully grasp the basic trend of securities prices is relatively simple to apply. B. Be close to the market and consider the problem relatively directly. C. the accuracy of prediction is relatively high. D. the period of obtaining income is short. Correct answer: A. Reference analysis: Basic analysis mainly analyzes the company's fundamentals, which can comprehensively grasp the basic trend of securities prices and is relatively simple to apply.