2. The Fund, together with other funds managed by the fund manager, holds securities issued by a company, which does not exceed 65,438+00% of the securities;
3. The Fund shall not violate the agreement on investment scope, investment strategy and investment proportion in the fund contract;
4. The balance of funds entering the national interbank market for bond repurchase shall not exceed 40% of the net asset value of the fund;
5. Keep not less than 5% of the fund's net asset value in cash or government bonds with maturity within one year;
6. The total warrants generated by the share-trading reform invested by the Fund in any trading day shall not exceed 0.5% of the net asset value of the Fund in the previous trading day, the market value of all warrants held by the Fund shall not exceed 3% of the net asset value of the Fund, and the proportion of all funds managed by the Company holding the same warrant shall not exceed 65,438+00% of the warrants. The investment proportion of other warrants shall comply with laws and regulations or the relevant provisions of the regulatory authorities;
7. The fund property participates in stock issuance and subscription, and the number declared by the fund shall not exceed the total assets of the fund, and the number of stocks declared shall not exceed the total number of shares to be issued by the company this time;
8. The Fund's trading of securities in which the controlling shareholder of the fund manager and fund custodian acts as the deputy lead underwriter or distributor during the underwriting period, as well as securities underwritten by non-controlling shareholders during the underwriting period, must be approved by the investment decision-making committee, reported to the legal, supervision and auditing departments for the record, and fulfill the obligation of information disclosure according to regulations;
9. Other investment restrictions stipulated by relevant laws and regulations and regulatory authorities.
If laws, regulations or regulatory authorities cancel the above restrictive provisions, the Fund will not be subject to the above restrictions after performing appropriate procedures.
There is no limit to the proportion of the portfolio that does not meet the above agreement due to the fluctuation of the securities market, the merger of listed companies or the change of fund size, but the fund manager should make adjustments within 10 trading days to meet the standard.