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Can individuals apply for the Fund Practitioner Qualification Certificate? How are the subjects matched?

The 2021 Fund Practitioner Qualification Examination will be held around March. Judging from the registration situation over the years, many registered candidates do not know how to choose the subjects to apply for, and they do not know how to apply for a certificate after passing the exam. Below, the Deep Space Network will answer these questions.

How many subjects should be taken in the Fund Practitioner Qualification Examination?

There are 3 subjects in the Fund Practitioner Qualification Examination, namely Subject 1 "Fund Laws and Regulations, Professional Ethics and Business Standards" , Subject 2 "Basic Knowledge of Securities Investment Funds", Subject 3 "Basic Knowledge of Private Equity Investment Funds".

Subject 1 is a compulsory subject, and subject 2 and 3 are optional subjects. Candidates only need to pass subject 1 + subject 2 or subject 1 + subject 3 to apply for the fund practitioner qualification certificate. Candidates who are considering developing in the direction of public equity funds can choose to apply for subject one + subject two. Candidates who want to develop in the direction of private equity funds can choose to apply for subject one + subject three.

2021 Fund Practitioner Examination Arrangements

The Fund Practitioner Examination is generally held 7 times a year, including 4 appointment-based examinations and 3 national unified examinations. Among them, appointment-based examinations are held in March, May, June, and October, and national unified examinations are held in April, September, and November.

After the registration portal is opened, candidates can log in to the Securities Investment Fund Association of China

, or directly enter the URL: 10080 to complete the online registration process. The registration fee for each subject in the fund industry is 65 yuan/subject. Once the payment is completed, the registration will be deemed successful.

How to apply for the Fund Practitioner Qualification Certificate?

Individual candidates for the Fund Practitioner Qualification Certificate cannot apply. After passing the exam, candidates need to find employment in relevant fund enterprises and institutions, and then You can obtain a fund practitioner qualification certificate by applying to the China Asset Management Association through your company.

Institution application registration process

(1) First, the institution applies for a practitioner management system account from the Fund Industry Association, and then the institutional qualification administrator applies for registered fund practitioner qualifications for practitioners through the management platform ;

(2) Individuals submit registration applications → Institutional review → Internal publicity → Institutional submission → Association acceptance → External publicity → Obtain certificate;

(3) In view of the relatively large number of employees in banking institutions According to the bank's personnel management structure, a four-level system administrator is temporarily set up. The head office applies for member accounts and assigns them to relevant business departments or lower-level branches. The branches then allocate accounts to branches. The relevant business departments or branches allocate accounts to individuals. The individuals submit application.