Article 20 A private equity fund manager shall, within 65,438+00 working days after the end of each quarter, update the relevant information of non-securities private equity funds such as private equity funds managed, including subscription scale, paid-in scale, number of investors, main investment direction, etc.
Article 21 Private fund managers shall update the basic information of private fund managers, shareholders or partners, senior managers and other employees, managed private funds and so on within 20 working days after the end of each year.
Private fund managers shall, before the end of April each year, fill in the annual financial report audited by accounting firms through the private fund registration and filing system.
Fund managers entrusted with the management of venture capital funds supported by the state's fiscal and taxation policies shall also submit reports on the investment in small and medium-sized enterprises and social and economic contributions of the venture capital funds entrusted with management.
Article 22 A private fund manager shall report the following major events to the fund industry association within 10 working days:
(1) The name of the private equity fund manager and the senior management personnel have changed;
(2) The controlling shareholder, actual controller or executive partner of the private equity fund manager changes;
(3) Division or merger of private fund managers;
(4) The private equity fund manager or senior manager has committed major violations of laws and regulations;
(5) Being dissolved, revoked or declared bankrupt according to law;
(six) other major matters that may harm the interests of investors.
Article 23 During the operation of private equity funds, the following major events occurred in private equity funds.
The fund manager shall report to the fund industry association within 5 working days:
(1) Significant changes have taken place in the fund contract;
(two) the number of investors exceeds the provisions of laws and regulations;
(3) fund liquidation or liquidation;
(4) The private fund manager and fund custodian have changed;
(5) Other events that have a significant impact on the continued operation of the fund, the interests of investors and the net asset value.
Article 24 The fund industry association shall make statistical analysis on the managers, employees and private equity funds of private equity funds every quarter, and report to the China Securities Regulatory Commission.