First of all, continuously improve the governance level of fund management companies. Strengthen the checks and balances among shareholders by implementing the corporate governance standards of fund companies, improve the participation of independent directors in management, implement the management's right to use fund assets professionally, professionally and independently, give full play to the compliance supervision role of the inspector general, and prevent major shareholders from illegally using fund assets.
Secondly, constantly improve the internal control of fund management companies. Through the implementation of the "Guidelines for Internal Control of Fund Companies", the company is urged to improve the internal control system and improve the effectiveness of its implementation. Through business process control, accounting system control, information system control and supervision system control, fund managers are prevented from infringing investors' rights and interests.
Third, by improving the monitoring function of the exchange, supervising the custodian to fulfill the trustee's obligations, constantly improving the abnormal trading monitoring system, and striving to find, stop and investigate violations in time.
Fourth, we will further improve the Guidelines for Determining Insider Trading Behavior of Securities Investment Funds and the Guidelines for Violating the Obligation of Good Faith, closely cooperate with relevant departments, strengthen supervision over insider trading and breach of trust of fund employees, severely crack down on all kinds of illegal acts, including "rat warehouses", earnestly safeguard the "fair, just and open" market order and protect the legitimate rights and interests of investors.