1, fund qualification examination 1 * * has three subjects, including subject 1, fund laws and regulations, professional ethics and business norms, subject 2, basic knowledge of securities investment funds, and subject 3, basic knowledge of private investment funds.
2. Those who have passed the examination in subjects 1 and 2, or passed the examination in subjects 1 and 3 may apply for the qualification of registered fund.
3. Public offering of employees of fund managers, fund custodians, securities and futures asset management institutions and fund service institutions (including fund sales, share registration, valuation, investment consultants, evaluation, information technology system services, etc.). ) you must pass subject one and subject two.
4. Employees of private fund managers need to pass subject 1 and subject 2, or subject 1 and subject 3.
5. Personnel engaged in fund promotion and fund sales information management platform system operation and maintenance in fund sales institutions need to pass subject 1 and subject 2, or subject 1 and subject 3.
Extended data:
1. Since 2003, the qualification examination for fund practitioners, as a part of the qualification examination system for securities practitioners, has been organized and implemented by China Securities Association.
2. In order to adapt to the development of the industry under the new situation, the fund industry association has adjusted the examination content according to the feedback from all parties over the years and drawing on the experience at home and abroad. The adjusted examination focuses on practical application, mainly assessing the necessary basic knowledge and professional skills of fund practitioners.
3. The examination covers seven basic knowledge such as fund industry overview, laws and regulations and professional ethics, investment management, operation management, sales management, internal control and compliance management, and internationalization.
3.20 19 The qualification examination dates for fund practitioners are March 30th, April 20th-2nd1,May 25th, June 22nd, September 22nd, 10+09, 1658.
References:
Baidu encyclopedia-fund qualification examination