1. Qualifications of senior managers: Private equity funds engaged in securities must have at least three senior managers with fund qualification, among whom the legal representative, fund manager and risk control manager must have fund qualification certificates, and five ordinary employees must also have fund qualification certificates;

2. Business scope: investment management and asset management;

3. Registered capital: within 6,543,800,000 yuan, with the paid-in capital accounting for 25% or more, or the paid-in capital can guarantee the company's use for more than 6 months;

4. Institutional documents: prepare institutional documents according to the situation of associations and companies, generally 9- 13.

5. License type: At present, there are four types of private equity funds, private equity funds, private venture funds and other types of funds. Choose one according to your actual needs.

6. Legal opinion: It is necessary to invite a professional law firm to conduct due diligence, complete the legal opinion according to the requirements of the association, and submit it when the private equity fund manager system applies for a license.