According to the relevant provisions of the Securities Law, the Fund Law and the Practice Guidelines for Securities Investment Fund Salespersons, "fund salespersons should have professional knowledge and skills in laws, regulations, finance and finance. Must engage in fund sales activities and obtain securities business qualifications recognized by the association in accordance with relevant regulations. " China Fund Industry Association issued relevant regulations, requiring private equity fund executives, legal persons and partners. To obtain fund qualification, you must have a fund qualification certificate, and you can't sell products without a license.
Fund managers, business personnel and marketing personnel in commercial banks, securities companies, insurance institutions, futures companies, independent fund sales institutions and other institutions recognized by the China Securities Regulatory Commission must obtain the qualification for fund practice.