The registered institution shall, in accordance with the rules, check whether the employees engaged in private investment fund business can have the qualification of fund business. Next, the China Fund Industry Association will conduct qualification management and business training for fund practitioners in accordance with the rules of the Fund Law, and rectify institutions whose thresholds do not meet the thresholds.
The filing process of private equity fund companies
I. Registration of fund managers
Private fund managers should register fund managers in the fund industry association and require to become members of the fund industry association.
Two. Fund filing
Private fund managers shall handle the private fund registration and filing system within 20 professional days after the private fund raising, and according to the private fund's
The main investment direction should indicate the fund type, and truthfully fill in the basic information such as the fund name, fund scale, investors and fund contract (the articles of association of the fund company or partnership agreement, hereinafter referred to as the fund contract). Where a corporate fund employs a management team to manage the assets of the fund, the corporate fund shall go through the formalities of filing the fund and registering the fund manager.
Third, personnel management.
Private fund managers shall submit the basic information and change information of senior managers and other fund practitioners to the fund industry association in accordance with the rules.
Fourth, the filing time and threshold
Private fund managers should update the relevant information of private investment funds they manage, including fund size, unit net value, number of investors, etc. Within 5 working days after the end of each month.
Five, the fund company for the record required information:
1. Copy of business license,
2. tax copy,
3. generation copying,
4. legal person electronic version,
5. Shareholder information (number is required when handling)
6. One-inch photos of all senior executives (white words on a blue background),
7. Capital verification report,
8. Qualifications as statements and income statements.
9. Show the project plan of the project (personnel, methods, direction and financing methods).
10. Provide the resume of the current executive 18 years old (the executive must have a securities qualification certificate).
Employees with fund-related structures need to apply for fund qualification. Including fund managers, commercial banks (including foreign-funded corporate banks in China), securities companies, futures companies, insurance institutions, securities investment consulting institutions, independent fund sales institutions and managers, business personnel and marketers in other institutions recognized by China Securities Regulatory Commission. Another one:
Fund managers, fund custodians, securities and futures asset management institutions and fund service institutions (including fund sales, share registration, valuation, investment consultants, evaluation and information technology system services) need to go through subjects 1 and 2. As long as the threshold must pass subjects 1 and 2, other subjects can pass subjects 1, 2 and 3. Is this about the qualification examination for private equity fund practitioners? The answer. 105