Legal analysis: all kinds of private fund managers engaged in private investment fund business, their senior managers (including legal representative, executive partner (appointed representative), general manager, deputy general manager, compliance risk controller, etc.). ) should obtain the qualification of fund practice. To apply for the post qualification of senior management personnel, the following conditions shall be met: (1) obtaining the qualification of fund practice; (2) Having passed the securities investment legal knowledge examination for senior managers organized by the China Securities Regulatory Commission or its authorized institutions. (3) Having at least 3 years' working experience in financial related fields such as funds, securities and banks, and management experience suitable for the proposed post, and the inspector general shall also have working experience in law, accounting, supervision and auditing; (4) He shall not be a director, supervisor, manager or fund employee of the company without the provisions of the Company Law, the Securities Investment Fund Law and other laws and administrative regulations; (5) It has not been subjected to administrative punishment by the administrative departments of securities, banking, industry and commerce, taxation, etc. in the last three years.
Legal basis: Article 5 of the Interim Measures for the Administration of Senior Managers' Qualifications The directors, supervisors and senior managers of a financing guarantee company shall meet the following conditions: (1) They have full capacity for civil conduct; (two) law-abiding, honest and trustworthy, diligent and conscientious, with good professional ethics, conduct and credibility; (three) familiar with economic, financial and guarantee laws and regulations, with a good sense of compliance and prudent management; (four) have the knowledge, experience and ability to adapt to the proposed position.