The fund's risk control system strictly follows the principles and spirit of internal control, carries out functional division and containment design, and adopts various means to comprehensively prevent and control risks.

1, sustainable management mechanism

1) fund decision-making mechanism: having the right to make investment decisions (ensuring the fairness of decision-making).

2) fund manager: investment management right (highlighting the professionalism of investment management).

3) fund custodian: the right to supervise funds (to ensure the stability of funds).

4) Audit/valuation/legal institution: investment supervision (fairness of investment transactions).

2. Strict restraint/incentive mechanism

Fund managers must strictly and diligently perform their duties and be entrusted with the management of fund assets in accordance with the asset management agreement. When the fund manager is incompetent, the fund management institution can replace him. The income of fund managers is linked to their performance.

3, professional technical control means

Pre-investment risk control: comprehensive due diligence, independent intermediary intervention, professional risk assessment, and preset exit plan.

Risk control in investment: set a safe trading mode through strict legal provisions, and take strict supervision measures after investment.

Risk mitigation measures: Require the investee to provide sufficient asset guarantee, find risks in time, and entrust professional institutions to handle the breach of contract.