Deadline: January 31, 213No. Name of shareholder Number of shares held (1, shares) Share nature accounts for 1% of total share capital Baotou Iron and Steel (Group) Limited liability company 46259.13 Restricted circulation shares 5.77% 2 Guohua Life Insurance Co., Ltd. Dividend insurance products 17939.47 Restricted circulation shares 2.24% 3 China Great Wall Asset Management Company 1684.5 Restricted circulation shares 2.1% 4 Rongtong Fund Company ICBC-China Shipping Trust-Baotou Steel Co., Ltd. Private placement investment (3 Period) Collective Fund Trust 1652.47 Restricted Circulation Shares 2.1% 5 Caitong Fund Company Everbright-Caitong Fund-Fuchun No.19 Asset Management Plan 972.24 Restricted Circulation Shares 1.21% 6 ICBC Credit Suisse Fund Company-ICBC-Tianjin New Vision Yousheng Equity Investment Partnership (Limited Partnership) 7894.71 Restricted circulation shares .99% 7 Financing Fund Company ICBC-China Shipping Trust-Baotou Steel Co., Ltd. Private placement investment (Phase 2) Collective Fund Trust 7894.66 Limited Circulation Shares .99% 8 Caitong Fund Company Ping An-Ping An Wealth Chuangying Phase I No.15 Collective Fund Trust Plan 5832.1 Limited Circulation Shares .73% 9 ICBC Credit Suisse Fund Company-ICBC-Ping An Trust Ping An Wealth Chuangying Phase I No.12 Collective Fund Trust 4862.35 Limited Circulation Shares .61% 1 ICBC Credit Suisse Fund Co., Ltd.-ICBC-Jiangsu Huihong International Group Zhongjin Holdings Co., Ltd. 426.3 .5% of restricted shares, totaling 497,285.9262.15%.