In order to adapt to the development of the industry under the new situation, the fund industry association has adjusted the examination content according to the feedback from all parties over the years and drawing on the experience at home and abroad. The adjusted examination focuses on practical application, mainly assessing the necessary basic knowledge and professional skills of fund practitioners. The examination covers seven basic knowledge, including fund industry overview, laws and regulations and professional ethics, investment management, operation management, sales management, internal control and compliance management, and internationalization.
The qualification examination for fund practitioners focuses on practical application, and mainly assesses the necessary basic knowledge and professional skills of fund practitioners. The examination covers seven basic knowledge, including fund industry overview, laws and regulations and professional ethics, investment management, operation management, sales management, internal control and compliance management, and internationalization.
Examination subjects:
1. Subject 1: fund laws and regulations, professional ethics and business norms;
2. Subject 2: Basic knowledge of securities investment funds;
3. Subject 3: Basic knowledge of private equity investment funds.
Theme features:
1, subject 1 features: there are many knowledge points to be memorized, most of which are knowledge of basic concepts of professional ethics and laws and regulations, but subject 1 is compulsory;
2. Characteristics of Subject 2: Designing investment theory and a large number of calculations requires a certain theoretical basis of economics and finance, which is slightly more difficult for non-economic majors. You need to have the ability of calculation and analysis, and the learning method and direction are correct, which can be overcome.
3. Characteristics of subject 3: Compared with subject 2, subject 3 is much simpler and generally takes only two-thirds of the time to pass.
Application conditions:
1, full capacity for civil conduct: refers to the ability to conduct civil activities completely independently, acquire civil rights and undertake civil obligations through one's own actions.
2. Have a high school education or above.