However, the financing of new users of CITIC Securities is inherently risky, and it is impossible to guarantee the security of 100% of the principal, so it is impossible to determine its security, and it may make money or lose money, depending on the wealth management income purchased.
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CITIC Securities co, Ltd. is one of the first comprehensive securities companies approved by China Securities Regulatory Commission. Its predecessor was CITIC Securities Co., Ltd., which was established in Beijing on June 25, 1995 with a registered capital of 6,630,467,600 yuan.
On June 5438+February 65438+March 2002, with the approval of the China Securities Regulatory Commission, CITIC Securities publicly issued 400 million ordinary A shares to the public, and listed on the Shanghai Stock Exchange on June 65438+1October 6, 2003 with the stock code "600030".
According to the ranking data of operating performance indicators of securities companies in 20 18 published by China Securities Association, CITIC Securities ranks first in the industry in terms of total assets, net assets, operating income and net profit. [ 1]
On May 28th, 20021,CITIC Securities was included in the "white list" of the first securities companies. [ 19]
The main leaders edited and broadcast.
Party Secretary, Executive Director and Chairman of CITIC Securities, Member of the Executive Committee of CITIC Group and Assistant to the General Manager [3] Zhang Youjun [4]
Yang Minghui, Deputy Secretary of the Party Committee, Executive Director, General Manager and Member of the Executive Committee of CITIC Securities [3]
Editing and broadcasting of historical evolution
CITIC Securities Co., Ltd. (hereinafter referred to as "the Company" or "the Company") was formally established on 1995 and 10 on June 25th. Originally a limited liability company with a registered capital of RMB 300,000,000.00 Yuan, it was jointly established by China CITIC Group Corporation (formerly China International Trust and Investment Corporation), CITIC Ningbo Trust and Investment Corporation and CITIC Xingye Trust and Investment Corporation.
CITICS
CITICS
1999, with the approval of China Securities Regulatory Commission (hereinafter referred to as "China Securities Regulatory Commission") (Zheng Jian Zi [199 9]No. 12 1), the company was restructured into a joint stock limited company. The company was listed on the Shanghai Stock Exchange on June 6, 2003, and its registered place is the first floor of China Merchants Bank Building, No.7088 Shennan Avenue, Futian District, Shenzhen, Guangdong Province. According to China Securities Regulatory Commission's Reply on Capital Increase and Reorganization of CITIC Securities Co., Ltd. (Zheng Jian Zi [1999] No.50 and [1999] No.21) and CITIC Securities Co., Ltd.' s Notice on Converting Capital Reserve and Statutory Surplus Reserve into Share Capital, In the same year, the company increased its capital by 65,438+0,730,400,000.00 yuan, of which 65,438+0,0865,438+0,500,000.00 yuan was used as share capital and 648,900,000.00 yuan as capital reserve. After the capital increase, the registered capital of the company is 20,865,438+0,500,000.00 yuan, and the share capital is 20,865,438+0,500,000.00 yuan. The capital increase result has been verified by the capital verification report of Beijing Tianhua Certified Public Accountants (Tianhua Yanzi [99]No. 146).
In 2002, the company issued 400,000,000 RMB ordinary shares (A shares) with a par value of 1.00 yuan with a registered capital of 24,865,438+0,500 yuan after issuance with the approval of the China Securities Regulatory Commission. The capital increase result has been verified by Beijing Tianhua Certified Public Accountants' Tianhua Yanzi [2002] No.026 capital verification report. In August 2005, the company completed the share-trading reform. After the split share structure is completed, the company's total share capital is still 24,865,438+0,500,000 shares, all of which are tradable shares, of which the number of shares with restricted sale conditions is 65,438+0,946,5438+0,500,000 shares, accounting for 78.24% of the company's total share capital; The number of unrestricted shares is 540,000,000 shares, accounting for 265,438+0.76% of the company's total share capital.
CITICS
CITICS
In June 2006, with the approval of the Notice on Approving the Non-public Issuance of Shares by CITIC Securities Co., Ltd. (Jian Zheng Fa Zi [2006] No.23), the company issued 500,000,000 ordinary shares (A shares) in a non-public manner, each with a par value of 65,438+0.00 yuan. After this issuance, the total share capital of the company is 29,865,438+0,500,000 shares, of which 2,446,5438+0,500,000 shares are restricted shares, accounting for 865,438+0.89% of the total share capital of the company, and 540,000,000 shares are The result of this capital increase has been verified by the capital verification report of Beijing Tianhua Certified Public Accountants (Tianhua Yanzi (2006)No. 009-37).
On August 27th, 2007, the company publicly issued 333,733,800 RMB ordinary shares. After this issuance, the company's total share capital increased to 3,365,438+05,233,800 shares. This issuance was approved by the CSRC [200 7]244. The total amount of funds raised this time is 24,999,998,958.00 yuan, and after deducting the issuance expenses, the amount of funds raised is 24,976, 19 1 957.66 yuan. It has been verified by the capital verification report (Tianhua Yanzi [2007]No. 1009-58) issued by Tianhua Zhongxing Certified Public Accountants for this issuance.
In April 2008, according to the resolution of the 2007 annual general meeting of shareholders, the company transferred 65,438+00 shares for every 65,438+00 shares, transferred 65,438+0.00 yuan from capital reserve to all shareholders, and increased its share capital by 3,365,438+00 yuan. After the transfer, the company's share capital was changed to RMB 6,630,467,600.00 Yuan. The result of this capital increase has been verified by Ernst & Young Huaming Certified Public Accountants' Ernst & Young Huaming (2008) Yanzi No.60469435 _ A03 capital verification report.
Since August 2006, some restricted shares of the company have been circulated. By the end of June, 2008, 65438+February, 3 1, the number of unrestricted shares increased to 6570467600 shares. As of June 5438+February 3, 2008 1, there are 40 securities business departments directly under the company, and there are still1securities business departments in the process of preparation; There are 6 wholly-owned subsidiaries, namely CITIC Jintong Securities Co., Ltd. (hereinafter referred to as CITIC Jintong Securities), CITIC Fund Management Co., Ltd. (hereinafter referred to as CITIC Fund), Huaxia Fund Management Co., Ltd. (hereinafter referred to as Huaxia Fund), Jinshi Investment Co., Ltd. (hereinafter referred to as Jinshi Investment), CITIC Futures Co., Ltd. (hereinafter referred to as CITIC Futures) and CITIC Securities International Limited. It owns three holding subsidiaries: citic wantong Securities Co., Ltd. (hereinafter referred to as "citic wantong Securities"), CITIC Jiantou Securities Co., Ltd. (hereinafter referred to as "CITIC Jiantou Securities") and CITIC Industrial Investment Fund Management Co., Ltd. (hereinafter referred to as "CITIC Industrial Fund").
As of June 65438+February 3, 20081day, the company had 3 employees179, including 7 senior managers.
On May 28th, 20021,CITIC Securities was included in the "white list" of the first securities companies. [19] (The "white list" is mainly used by securities regulatory authorities, and securities companies may not use it for commercial purposes such as advertising, publicity and marketing).
Product service editing broadcast
The company's main business scope is: acting as an agent to buy and sell securities (including domestic listed foreign shares); Acting as an agent to repay the principal and interest and pay dividends; Custody and verification of securities; Agency registration and account opening; Securities proprietary trading; Securities underwriting (including domestic listed foreign shares) (including lead underwriting); Customer asset management; Securities investment consulting (including financial consultant).
The company has been adhering to the principle of "steady operation and innovative development" for a long time, and has maintained or obtained a leading position in many business fields. In 2007, the company's stock underwriting market share was 20%, ranking second; Corporate bonds and financial bonds underwriting market share of 20%, ranking first; The stock fund trading volume market share of the merger of the company and the holding company is 8.08%, ranking first; The company holds portfolio assets managed by funds, accounting for 8.07% of the market share, ranking first; The net market share of RMB collective wealth management assets is 15.7%, ranking first; Warrants create a total market share of 29%, ranking first; The research team continued to win the first place with a big advantage.
CITIC Securities has CITIC Jiantou Securities Co., Ltd., CITIC Jintong Securities Co., Ltd., citic wantong Securities Co., Ltd., CITIC Securities International Co., Ltd., Huaxia Fund Management Co., Ltd., CITIC Jiantou Futures Co., Ltd., Jinshi Investment Co., Ltd., CITIC Industrial Investment Fund Management Co., Ltd. and CITIC S&P Index Information Service (Beijing). Ltd. and other subsidiaries .. CITIC Securities, including its subsidiaries, has 165 securities business departments, 6/kloc-0 securities service departments and 4 futures business departments.
In 2008, the market share of the company's stock underwriting was 17.39%, ranking first; Bond underwriting market share is 12. 15%, ranking first; The stock fund trading volume market share of the merger of the company and the holding company is 8.56%, ranking first; The market share of asset consolidation managed by the company holding funds is 10.29%, ranking first; The research team ranked first in a row.